How to Become a Client

Becoming a Client

From opening the conversation to opening an account.

Step 1: Discovery Session

We invite you to meet with us for an initial ‘discovery session’ which will allow us to learn about you and for you to find out more about us – with no obligation to either side.  Mark will seek to determine your investment goals and objectives within the context of your overall financial situation. He’ll show you his easy-to-follow system he uses to help clients clarify and organize their investment needs. Based on your discussions, he’ll give you his recommendation regarding an appropriate mix between stocks and bonds, to reflect the right balance between growth and safety in your portfolio.

Step 2: Building and Reviewing Your Investment Policy Statement (“IPS”)

If, after this conversation, we both see a potential fit, Mark will create an Investment Policy Statement (‘IPS”) which reflects your goals in written form and the recommendations he made regarding the appropriate mix of stocks and bonds for your portfolio.

Mark will review your IPS with you to ensure he has an accurate understanding of your investment objectives and the strategy to use to build your portfolio.

Step 3: Transfer

Should we decide to work together, we’ll prepare all the necessary paperwork and take care of everything needed to transfer or open your registered and non-registered accounts. Your assets may be transferred in cash or in-kind.

Step 4: Building Your Investment Portfolio

Once your accounts are opened and funded, or assets have transferred, Mark and his team, using the Krygier Wealth Management proprietary equity strategies, will select the appropriate individual securities that will comprise your portfolio.

Step 5: Portfolio Monitoring and Periodic Review

As economic and market conditions are always changing, Mark and the Krygier Wealth Management team will continually monitor your portfolio, and from time to time, changes in asset mix or security selection may be needed.

We provide monthly market updates through Mark’s exclusive monthly newsletter, individualized quarterly reporting, as well as regular portfolio review meetings.

Mark will also periodically review your portfolio together with you, in particular as your personal situation changes.

If you have liked what you have read, start the ball rolling by contacting us today!